Megan Waters

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-07-24

TX RA
APPROVED

Since 2023-07-24

Branch Locations

Conroe, TX • United States

1780 Hughes Landing Blvd. Suite 200, The Woodlands, TX 77380-1687 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ias Performance	Conroe	TX	03/2011	Present
Ubs Financial Services Inc.	The Woodlands	TX	03/2016	Present

03/2011 → Present

Ias Performance

Conroe, TX
03/2016 → Present

Ubs Financial Services Inc.

The Woodlands, TX

Other Businesses

I do the accounting for my husbands business. IAS Performance Not investment-related 25 Creek Forest Lane, Conroe, TX 77384 automotive performance shop position: bookkeeping title: n/a relationship: husband is owner 5 hours per month/ only weekends - no business during trading hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-07-24

S66 Uniform Combined State Law Examination

2023-07-24

Other Names

Megan Harris
Megan Waters
Megan Rae Waters

View on SEC IAPD