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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-17 |
Branch Locations
100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Medford | NY | 02/2011 | 04/2018 |
| New York Life Insurance Company | Medford | NY | 01/2011 | 04/2018 |
| Eagle Strategies Llc | Melville | NY | 02/2011 | 04/2018 |
| Park Avenue Securities, Llc | Melville | NY | 11/2018 | 10/2022 |
| Guardian Life Insurance Co Of America | Melville | NY | 10/2018 | 10/2022 |
| Unemployed | Center Moriches | NY | 04/2018 | 10/2018 |
| Stifel, Nicolaus & Company, Incorporated | Happauge | NY | 10/2022 | Present |
1. Potunk Lodge #1071 F&AM; 114 Montauk Highway, Westhampton, NY 11977; Masonic Lodge/Charity; Treasurer; Maintain checkbook; 01/01/1998; 5 Hours per Month; Not during securities trading hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-10 |
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