Keith Jeffrey Stommes

Transamerica Retirement Advisors, LLC

Maple Grove, MN

CRD 5866181

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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2017-01-03

MN RA
APPROVED

Since 2017-01-03

Branch Locations

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo	Roseville	MN	11/2012	Present
Transamerica Retirement Solutions	St. Paul	MN	11/2015	Present
Transamerica Investors Securities Corporation	St. Paul	MN	12/2015	Present

11/2012 → Present

Wells Fargo

Roseville, MN
11/2015 → Present

Transamerica Retirement Solutions

St. Paul, MN
12/2015 → Present

Transamerica Investors Securities Corporation

St. Paul, MN

Other Businesses

RENTAL PROPERTY, INV RELATED, ANNANDALE MN, 100% OWNER WITH SPOUSE, START 8/1/2015, 10 HRS PER MONTH, 0 HRS DURING TRADING, MANAGE PROPERTY.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-03
S63	Uniform Securities Agent State Law Examination	2014-07-10

S65 Uniform Investment Adviser Law Examination

2017-01-03
S63 Uniform Securities Agent State Law Examination

2014-07-10

Other Names

Keith Stommes

View on SEC IAPD

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