Diana Wolf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Long Beach, CA
• 11/2016 → 10/2019
  Wells Fargo Clearing Services, Llc
  Long Beach, CA
• 10/2019 → 01/2021
  Wells Fargo Advisors Financial Network, Llc
  Long Beach, CA
• 01/2021 → Present
  Lpl Financial
  Long Beach, CA

Previous Registrations

• 2019-10-18 → 2021-01-21
  Wells Fargo Advisors Financial Network, Llc
  Long Beach, CA
• 2008-01-01 → 2019-10-18
  Wells Fargo Clearing Services, Llc
  Long Beach, CA
• 2007-01-23 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Long Beach, CA
  St. Louis, MO

Other Businesses

1. 1/29/2021 - Pacific Coast Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/19/2021 - 160 Hours Per Month/8 Hours During Securities Trading 2. 05/19/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Other - Notary Public - Start Date 05/17/2023 - 1 Hour Per Month/ 1 Hour During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-01-22

Other Names

• Diana Lynn Wolf