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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-07 |
| CA | RA | APPROVED | 2014-06-30 |
Branch Locations
1420 Rocky Ridge Dr Ste 200, Roseville, CA 95661 • United States
Sacramento, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Roseville | CA | 06/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2020 | Present |
Other Business Activities; Citizens Oversight Committee for a GO Bond; I will be serving on a citizens oversight committee relating to the prudent use of funds generated by a recent measure for my local Parks and Recreation District.; 2201 Cottage Way, , Sacramento, CA, 95825; Not Investment-Related; 05/01/2025; 1 to 9 hours per month; 0 during trading hours / Amazon Vine; Amazon reached out to ask me to participate in the Vine program, which offers free items under $100 in exchange for honest reviews. I will receive a 1099 to claim the value of the items I receive on my income taxes.; 3000 El Prado Way, , Sacramento, CA, 95825; Not Investment-Related; 11/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-09 |
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