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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-08-10
  • MS RA
    APPROVED
    Since 2022-08-10

Branch Locations

Southaven, MS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Phil Sugg Insurance Agency Southaven MS 09/2018 01/2023
Jb Hunt Transport Lowell AR 03/2008 09/2018
State Farm Vp Management Corp. Southaven MS 07/2022 Present
State Farm Investment Management Corp Southaven MS 08/2022 Present
State Farm Insurance Southaven MS 01/2023 Present
  • 09/2018 → 01/2023
    Phil Sugg Insurance Agency
    Southaven, MS
  • 03/2008 → 09/2018
    Jb Hunt Transport
    Lowell, AR
  • 07/2022 → Present
    State Farm Vp Management Corp.
    Southaven, MS
  • 08/2022 → Present
    Southaven, MS
  • 01/2023 → Present
    State Farm Insurance
    Southaven, MS
Previous Registrations
  • 2007-04-02 → 2008-01-30
    Morgan Stanley & Co. Llc
    Fayetteville, AR
  • 2006-06-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Fayetteville, AR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-06-24
S65 Uniform Investment Adviser Law Examination 2022-06-03
S66 Uniform Combined State Law Examination 2006-06-07
  • S63 Uniform Securities Agent State Law Examination
    2022-06-24
  • S65 Uniform Investment Adviser Law Examination
    2022-06-03
  • S66 Uniform Combined State Law Examination
    2006-06-07

View on SEC IAPD

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