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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-18
VA RA APPROVED 2013-12-10
  • TX RA
    APPROVED_RES
    Since 2016-11-18
  • VA RA
    APPROVED
    Since 2013-12-10

Branch Locations

14350 Sommerville Ct, Midlothian, VA 23113 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Midlothian VA 06/2011 03/2020
Ameriprise Financial Services, Llc Midlothian VA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 701 S Nansemond Street, , Richmond, VA, 23230; Investment-Related; 12/01/2017 / Single Family; 1510 Antrim Avenue, , Richmond, VA, 23230; Investment-Related; 05/01/2022 / Single Family; 4815 Cutshaw Avenue, , Richmond, VA, 23230; Investment-Related; 09/01/2026. Board of Directors; VCU Alumni Association - Richmond Chapter; At Large Board Member; 924 West Franklin Street, , Richmond, VA, 23284; Not Investment-Related; 08/01/2019; 1 to 9 hours per month; 0 during trading hours / Virginia Insurance Continuing Education Board; Board Member; P.O. Box 1157, , Richmond, VA, 23218; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brad A Swartzwelder Inc.; Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice; ; 14350 Sommerville Court, , Midlothian, VA, 23113; Not Investment-Related; 06/01/2011; 40 to 59 hours per month; 40 to 59 during trading hours / Arch City Tax Services LLC; Contractor; Tax Preparation; 4815 Cutshaw Avenue, , Richmond, VA, 23230; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Pro Bono Financial Planning; Pro Bono Financial Planning; Virtual, , Virtual, VA, 23221; Investment-Related; 03/27/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-10
  • S66 Uniform Combined State Law Examination
    2013-12-10
Other Names
  • Joseph Stemmle
  • Joseph Ryan Stemmle

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