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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-18 |
| VA | RA | APPROVED | 2013-12-10 |
Branch Locations
14350 Sommerville Ct, Midlothian, VA 23113 • United States
Richmond, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Midlothian | VA | 06/2011 | 03/2020 |
| Ameriprise Financial Services, Llc | Midlothian | VA | 03/2020 | Present |
Real Estate Ownership; Single Family; 701 S Nansemond Street, , Richmond, VA, 23230; Investment-Related; 12/01/2017 / Single Family; 1510 Antrim Avenue, , Richmond, VA, 23230; Investment-Related; 05/01/2022 / Single Family; 4815 Cutshaw Avenue, , Richmond, VA, 23230; Investment-Related; 09/01/2026. Board of Directors; VCU Alumni Association - Richmond Chapter; At Large Board Member; 924 West Franklin Street, , Richmond, VA, 23284; Not Investment-Related; 08/01/2019; 1 to 9 hours per month; 0 during trading hours / Virginia Insurance Continuing Education Board; Board Member; P.O. Box 1157, , Richmond, VA, 23218; Not Investment-Related; 07/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Brad A Swartzwelder Inc.; Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice; ; 14350 Sommerville Court, , Midlothian, VA, 23113; Not Investment-Related; 06/01/2011; 40 to 59 hours per month; 40 to 59 during trading hours / Arch City Tax Services LLC; Contractor; Tax Preparation; 4815 Cutshaw Avenue, , Richmond, VA, 23230; Not Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Pro Bono Financial Planning; Pro Bono Financial Planning; Virtual, , Virtual, VA, 23221; Investment-Related; 03/27/2020; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-10 |
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