Daniel William Mossakowski

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Prospera Financial Services
  Dallas, TX

Previous Registrations

• 2011-02-24 → 2014-08-06
  Edward Jones
  Frisco, TX
  St Louis, MO
  Mckinney, TX

Other Businesses

1.) MOSSAKOWSKI & NICHOLS LLC. PARTNER. 40 HOURS A WEEK. PROVIDES INVESTMENT SERVICES FOR INDIVIDUALS, BUSINESS OWNERS, AND CORPORATIONS THROUGH PROSPERA FINANCIAL SERVICES. 2.) MN RETIREMENT SERVICES. PARTNER. PROVIDE INVESTMENT CONSULTING AND FIDUCIARY CONSULTING TO QUALIFIED PLAN SPONSORS THROUGH PROSPERA FINANCIAL SERVICES, INC. COMP WILL BE ANYWHERE BETWEEN 20-40% OF ANNUAL INCOME. 3.) Sell of Non Variable Insurance Products as VP - this business is investment related. Spending 1-9% of his weekly time; one hour per week during trading hours. Compensation represents 1-9% of his annual income. 4.) General Partner for FiveFourThree 1, LLC this business is not investment related. This business generates revenue by soliciting Baseball and Softball Training services for youth athletes, professional athletes of all ages.Spending 5-10 hours a week mostly weekends. Compensation will be 1-20% of his annual income. 5.) Member of ContendZone, LLC., Located at 1429 Percheron Rd., Aubrey, TX 76227. This business is not investment related. Spending 1-9% of his weekly time none during market hours. No compensation at this time,

Exams

• S66 Uniform Combined State Law Examination
  2011-02-22