Timothy Cody

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2014 → 07/2017
  Calamos Financial Services Llc
  Naperville, IL
• 07/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 10/2017 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

TIM IS A CO-OWNER OF CODY PROPERTIES LLC - WHEATON, IL 60189. THE LLC WAS FORMED ON 10/1/2007 AND THIS IS INVESTMENT RELATED. MY DUTIES INCLUDE TENANT RELATIONS AND TYPICAL LANDLORD DUTIES. I ANTICIPATE SPENDING 5 HOURS PER MONTH ON THE BUSINESS AND ZERO HOURS PER MONTH DURING TRADING HOURS. I*115586 For profit or not for profit: For-Profit Organization Name of outside business organization: Chamber 630 Investment related: N Address of business: Downers Grove, Illinois 60615 Nature of business: Other,Chamber of Commerce Position, title, association: Committee Member, Start date of relationship: 6/3/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a Chamber of Commerce based in the 630 area code of Illinois. The tasks are networking, approving new members, voting on any changes within the Chamber. There are no accounting activities, no political associations. Strictly B to B .

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-06
• S63 Uniform Securities Agent State Law Examination
  2014-12-29

Other Names

• Timothy Cody
• Timothy John Cody