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400 Sterling Drive, Orchard Park, NY 14127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 07/2012 | 10/2016 |
| Community Bank | Dunkirk | NY | 07/2012 | 10/2016 |
| Evans Bank | Hamburg | NY | 10/2016 | 06/2019 |
| Lpl Financial Llc | Hamburg | NY | 10/2016 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jamestown | NY | 06/2019 | 07/2023 |
| Bank Of America, N.A. | Jamestown | NY | 07/2019 | 07/2023 |
| Lpl Financial Llc | Fredonia | NY | 07/2023 | Present |
| Silver Grove Advisory Services | Orchard Park | NY | 07/2023 | Present |
| Merrill Lynch Wealth Management | Jamestown | NY | 07/2019 | 07/2023 |
1) 07/10/2023 - Silver Grove Financial Group Inc / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 160 Hrs per month 2) 07/17/2023 - Silver Grove Advisory Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 7/12/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100% - I provide investment advisory services through Silver Grove Financial Group, Inc, an independent investment advisor firm. I started this business activity in 07/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 9/11/2023: PROSPERITY CAPITAL WEALTH MANAGEMENT, LLC; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 8/21/2023; 100 hrs/mo.; 6hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-06 |
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