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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
7500 College Blvd Ste 800, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St Paul | MN | 04/2011 | 08/2023 |
| Minnesota Life Insurance Company | St Paul | MN | 04/2011 | 08/2023 |
| Renaissance Financial | Leawood | KS | 04/2011 | Present |
| Cetera Wealth Services, Llc | Overland Park | KS | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: April 2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: April 2011 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3. KANSAS CITY AREA DEVELOPMENT COUNCIL AUDIT & FINANCE CHAIRMAN POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 30 W Pershing Rd #200, Kansas City MO 64108, United States DESCRIPTION: Leading the twice per year meetings with the committee. 4. NAME OF OTHER BUSINESS: OLATHE PARKS AND RECREATIONAL BASKETBALL; INVESTMENT RELATED: NO; ADDRESS: 21880 COLLEGE BLVD OLATHE, KS 66061; NATURE OF BUSINESS: BASKETBALL COACHING; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: COACH; APX NUMBER OF HOURS PER WEEK: 1.5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACHING YOUTH BOYS BASKETBALL DURING THE WEEK AND FOR GAMES ON WEEKEND. 5. NAME OF OTHER BUSINESS: KANSAS STATE UNIVERSITY FOUNDATION INVESTMENT RELATED: NO ADDRESS: 1800 KIMBALL AVE, NATURE OF BUSINESS: FOUNDATION SUPPORTING THE UNIVERSITY START DATE: 9/8/2024 POSITION/TITLE/RELATIONSHIP: BOARD OF TRUSTEE MEMBER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SERVICE TO THE COLLEGES, ENGAGEMENT WITH STUDENTS AND VOLUNTEER OPPORTUNITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-24 |
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