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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-05-21 |
Branch Locations
50 South Lasalle, Chicago, IL 60603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Chicago | IL | 07/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 05/2017 | 10/2021 |
| Bank Of America, N.A. | Rolling Meadows | IL | 05/2017 | 10/2021 |
| Morgan Stanley | Chicago | IL | 10/2021 | 03/2024 |
| Northern Trust Securities, Inc. | Chicago | IL | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-02 |
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