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Rachelle L Carlson-Oien

Ubs Financial Services Inc.

Wayzata, MN

Otsego , MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-08-11
  • MN RA
    APPROVED
    Since 2026-08-11

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Otsego , MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2023 03/2024
Ameriprise Finacial Wayzata MN 01/2023 07/2023
Elk River Municipal Utilities Elk River MN 05/2018 12/2022
Edward Jones Elk River MN 11/2010 05/2018
Morgan Stanley Wayzata MN 01/2025 07/2026
Connexus Energy Ramsey MN 04/2024 01/2025
Ubs Financial Services Inc. Wayzata MN 07/2026 Present
  • 07/2023 → 03/2024
    Edward Jones
    St Louis, MO
  • 01/2023 → 07/2023
    Ameriprise Finacial
    Wayzata, MN
  • 05/2018 → 12/2022
    Elk River Municipal Utilities
    Elk River, MN
  • 11/2010 → 05/2018
    Edward Jones
    Elk River, MN
  • 01/2025 → 07/2026
    Morgan Stanley
    Wayzata, MN
  • 04/2024 → 01/2025
    Connexus Energy
    Ramsey, MN
  • 07/2026 → Present
    Ubs Financial Services Inc.
    Wayzata, MN
Previous Registrations
  • 2025-01-24 → 2026-07-22
    Morgan Stanley
    Wayzata, MN
  • 2023-11-01 → 2024-04-08
    Edward Jones
    Otsego, MN
    St. Louis, MO
    Princeton, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-30
  • S66 Uniform Combined State Law Examination
    2023-10-30
Other Names
  • Rachelle Carlson-Oien
  • Rachelle Lynn Oien
  • Rachelle Lynn Carlson
  • Rachelle Lynn Carlson-Oien

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN

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