Thomas Edward Zanellato

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 06/2018
  Brandes Investment Partners L.P.
  San Diego, CA
• 09/2015 → 06/2018
  Alps Distributors, Inc
  Denver, CO
• 06/2018 → 09/2022
  Nuveen Securities, Llc
  Los Angeles, CA
• 09/2022 → 12/2023
  Putnam Retail Management
  Boston, MA
• 12/2023 → 06/2025
  Icapital Markets Llc
  New York, NY
• 12/2023 → 06/2025
  Institutional Capital Network
  New York, NY
• 07/2025 → Present
  Principal Asset Management
  Des Moines, IA
• 07/2025 → Present
  Principal Funds Distributor
  Des Moines, IA

Previous Registrations

• 2022-10-18 → 2023-12-06
  Putnam Investment Management, Llc
  Boston, MA
• 2018-06-22 → 2022-09-23
  Nuveen Asset Management, Llc
  Chicago, IL
• 2014-08-19 → 2018-06-04
  Brandes Investment Partners, Lp
  San Diego, CA
• 2014-03-31 → 2014-07-14
  Columbia Management Investment Advisers, Llc
  Boston, MA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-17
• S63 Uniform Securities Agent State Law Examination
  2013-07-06

Other Names

• Thomas Zanellato