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Alex Jeffrey Mathern

D.A. Davidson & Co.

Roseville, CA

Plano, TX

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-24
MT RA APPROVED 2015-02-19
  • TX RA
    APPROVED_RES
    Since 2018-09-24
  • MT RA
    APPROVED
    Since 2015-02-19

Branch Locations

2901 Douglas Blvd. Suite 255, Roseville, CA 95661 • United States

5601 Granite Parkway Suite 560, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Plano TX 11/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-17
S63 Uniform Securities Agent State Law Examination 2012-12-06
  • S66 Uniform Combined State Law Examination
    2015-02-17
  • S63 Uniform Securities Agent State Law Examination
    2012-12-06

View on SEC IAPD

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COMMONWEALTH FINANCIAL NETWORK · Roseville, CA
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