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Employer firm

Rbc Securities, Inc CRD 103705

$1.52B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Securities, Inc

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-12
  • CA RA
    APPROVED
    Since 2025-09-12

Branch Locations

555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States

Culver City, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Los Angeles CA 02/2014 11/2016
Wells Fargo Clearing Services, Llc Los Angeles CA 11/2016 07/2018
Solugenix Los Angeles CA 01/2019 11/2019
Lpl Financial Llc Los Angeles CA 01/2021 02/2021
Miracle Mile Advisors, Llc Los Angeles CA 03/2021 10/2021
Unemployed Agoura Hills CA 12/2019 12/2020
Unemployed Inglewood CA 08/2018 12/2018
First Republic Investment Management, Inc. Los Angeles CA 11/2021 07/2024
First Republic Securities Company, Llc Los Angeles CA 06/2023 10/2023
J.P. Morgan Securities Llc Los Angeles CA 09/2023 07/2024
Jp Morgan Chase Bank, N.A. Los Angeles CA 10/2023 07/2024
Morgan Stanley Santa Monica CA 12/2024 09/2025
Unemployed Culver City CA 08/2024 11/2024
City National Securities, Inc. Los Angeles CA 09/2025 Present
  • 02/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Los Angeles, CA
  • 11/2016 → 07/2018
    Los Angeles, CA
  • 01/2019 → 11/2019
    Solugenix
    Los Angeles, CA
  • 01/2021 → 02/2021
    Lpl Financial Llc
    Los Angeles, CA
  • 03/2021 → 10/2021
    Miracle Mile Advisors, Llc
    Los Angeles, CA
  • 12/2019 → 12/2020
    Unemployed
    Agoura Hills, CA
  • 08/2018 → 12/2018
    Unemployed
    Inglewood, CA
  • 11/2021 → 07/2024
    First Republic Investment Management, Inc.
    Los Angeles, CA
  • 06/2023 → 10/2023
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 09/2023 → 07/2024
    J.P. Morgan Securities Llc
    Los Angeles, CA
  • 10/2023 → 07/2024
    Jp Morgan Chase Bank, N.A.
    Los Angeles, CA
  • 12/2024 → 09/2025
    Santa Monica, CA
  • 08/2024 → 11/2024
    Unemployed
    Culver City, CA
  • 09/2025 → Present
    City National Securities, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-09
S63 Uniform Securities Agent State Law Examination 2012-01-28
  • S66 Uniform Combined State Law Examination
    2024-10-09
  • S63 Uniform Securities Agent State Law Examination
    2012-01-28
Other Names
  • Bryan Spencer Sims
  • Bryan Spencer Sims

View on SEC IAPD

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