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Lauren Eva Bergen

Wells Fargo Clearing Services, LLC

Palm Beach, FL

Jupiter, FL

CRD 5865100

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-11
TX RA APPROVED_RES 2026-02-11
  • FL RA
    APPROVED
    Since 2026-02-11
  • TX RA
    APPROVED_RES
    Since 2026-02-11

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

1044 N Us Highway 1 Ste 101, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Palm Beach Gardens FL 03/2016 02/2026
Wells Fargo Clearing Services, Llc Palm Beach FL 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-29
  • S66 Uniform Combined State Law Examination
    2016-08-29
Other Names
  • Lauren Kaufman
  • Lauren Eva Kaufman

View on SEC IAPD

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