Best Investors Account Sign in

Lauren Eva Bergen

Wells Fargo Clearing Services, LLC

Palm Beach, FL

Jupiter, FL

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-11
TX RA APPROVED_RES 2026-02-11
  • FL RA
    APPROVED
    Since 2026-02-11
  • TX RA
    APPROVED_RES
    Since 2026-02-11

Branch Locations

255 S County Rd Ste 100 [Vg-Rbo], Palm Beach, FL 33480 • United States

1044 N Us Highway 1 Ste 101, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc Palm Beach Gardens FL 03/2016 02/2026
Wells Fargo Clearing Services, Llc Palm Beach FL 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-29
  • S66 Uniform Combined State Law Examination
    2016-08-29
Other Names
  • Lauren Kaufman
  • Lauren Eva Kaufman

View on SEC IAPD

Other Firms

HARLAN CAPITAL PARTNERS LLC
SNOWPOINT VENTURES MANAGEMENT, LLC
BLUEGRASS CAPITAL PARTNERS LP
MORGAN STANLEY
NORTHERN TRUST SECURITIES, INC.
HARVEY CAPITAL MANAGEMENT INC
MISTRAL EQUITY PARTNERS
KLOCKE CAPITAL GROUP, LLC

Other Investors

TODD ADELSTEIN
ANITA PATEL
Cameron McDonough
Philip M. Reagan
Kevin P Bryan
Kyle Scott Berardi
CHRISTOPHER ROBERT PRINDLE
MAURICIO MOREIRA

Other Offices

HARLAN CAPITAL PARTNERS LLC · PALM BEACH, FL
SNOWPOINT VENTURES MANAGEMENT, LLC · PALM BEACH, FL
BLUEGRASS CAPITAL PARTNERS LP · PALM BEACH, FL
MORGAN STANLEY · Palm Beach, FL
NORTHERN TRUST SECURITIES, INC. · PALM BEACH, FL
MORGAN STANLEY · Palm Beach, FL
HARVEY CAPITAL MANAGEMENT INC · PALM BEACH, FL
MISTRAL EQUITY PARTNERS · PALM BEACH, FL

More in Palm Beach, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor