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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-02-02 |
| CA | RA | APPROVED | 2016-08-09 |
Branch Locations
22233 Mulholland Hwy, Calabasas, CA 91302 • United States
29211 Heathercliff Rd, Malibu, CA 90265 • United States
23841 Malibu Rd, Unit 20, Malibu, CA 90265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Calabasas | CA | 01/2012 | Present |
| J.P. Morgan Securities Llc | Calabasas | CA | 10/2012 | Present |
| Dogua | Oak Park | CA | 08/2014 | 08/2018 |
| East Los Angeles Community College/Los Angeles Community College | Monterey Park | CA | 02/2014 | 08/2018 |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/1/2017 ADDRESS: THOUSAND OAKS, CA. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 1 INVESTMENT RELATED: YES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-18 |
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