John L S Fay

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Northwestern Mutual Investment Services, Llc
  Atlanta, GA
• 11/2010 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2) RESIDENTIAL RENTAL PROPERTY IN MAINE, INVESTMENT-RELATED; 19 COLES COVE BAR, HARBOR, ME 04609; 100% OWNER OF RENTAL PROPERTY; COORDINATES MAINTENANCE OF PROPERTY ALONG WITH GENERAL RENTAL DUTIES; APPROX. 1 HR MONTHLY DURING NON-TRADING HOURS. 3. SECRETARY, GEORGIA BUILT, MEETING POINTS VARY, ATLANTA, , GEORGIA, 30519, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 01/26/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SECRETARY AND MEETING ORGANIZATION 4. JOHN FAY COACHING, BUSINESS RELATED COACHING, START DATE: 7/31/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NM ADVISOR BUSINESS AND LIFE COACHING; NON INVESTMENT-RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-21
• S63 Uniform Securities Agent State Law Examination
  2011-07-21

Other Names

• John Seward Fay