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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-11-13
  • PA RA
    APPROVED
    Since 2025-11-13

Branch Locations

2000 Cliff Mine Road, Suite 300, Pittsburgh, PA 15275 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Merrimack NH 01/2006 07/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2025
Fidelity Investments Boston MA 03/2025 08/2025
Private Advisor Group, Llc Morristown NJ 11/2025 Present
  • 01/2006 → 07/2018
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 07/2018 → 03/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 08/2025
    Fidelity Investments
    Boston, MA
  • 11/2025 → Present
    Morristown, NJ
Previous Registrations
  • 2025-03-31 → 2025-08-25
    Pittsburgh, PA
    Monaca, PA
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Monaca, PA
    Pittsburgh, PA
  • 2007-07-31 → 2018-07-13
    Wexford, PA
    Westlake, OH
    Pittsburgh, PA
    Merrimack, NH
Other Businesses

1. Mr. Grivas uses Spartan Lake Wealth as the name of the business under which he provides investment advice through Private Advisor Group, LLC. This activity is at the address Mr. Grivas is registered at, and is related to his investment services practice. Mr. Grivas devotes about 40 hours per month to this activity, including about 40 hours during securities trading hours, concurrently with time Mr. Grivas devotes to activity providing investment services through PAG. 2. Mr. Grivas holds a license to sell insurance, but any such insurance business is separate and apart from investment advisory services that Mr. Grivas provides. Mr. Grivas may recommend the purchase of certain insurance-related products on a commission basis. Clients can engage Mr. Grivas to purchase insurance products on a commission basis, but any such purchases are separate and apart from Private Advisor Group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-29
S63 Uniform Securities Agent State Law Examination 2006-06-09
  • S66 Uniform Combined State Law Examination
    2007-06-29
  • S63 Uniform Securities Agent State Law Examination
    2006-06-09
Other Names
  • Rich Grivas
  • Rich Lawrance Grivas

View on SEC IAPD

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