Samineh Najafi Shaeghi

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → Present
  Bancwest Investment Services, Inc.
  San Jose, CA
• 07/2023 → Present
  Lpl Financial Llc
  San Jose, CA

Previous Registrations

• 2014-02-19 → 2023-07-25
  Bancwest Investment Services, Inc.
  San Jose, CA
  Palo Alto, CA
  Santa Cruz, CA
  Capitola, CA
  Monterey, CA
  Los Gatos, CA
  San Jose, CA
  San Jose, CA
  Campbell, CA
  Campbell, CA
  San Jose, CA
  Sunnyvale, CA
  San Jose, CA
  Sunnyvale, CA
  San Jose, CA
  Santa Clara, CA
  Los Gatos, CA
  Los Altos, CA
  Saratoga, CA
  Capitola, CA
  Monterey, CA
  Santa Cruz, CA
  Omaha, NE
• 2012-07-03 → 2014-02-11
  Strategic Advisers Llc
  Sunnyvale, CA

Other Businesses

1) 07/19/2023 - BMO Investment Services - Investment Related - At Reported Business Location - DBA for LPL Business (entity for LPL business)

Exams

• S66 Uniform Combined State Law Examination
  2012-07-02

Designations

• Certified Financial Planner

Other Names

• Sami Najafi
• Samineh Najafi