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158 Charles L Mccombs Blvd. 2Nd Floor, New Bedford, MA 02745 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-17 |
Branch Locations
158 Charles L Mccombs Blvd. 2Nd Floor, New Bedford, MA 02745 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Williams Estate And Financial Group, Inc. | New Bedford | MA | 06/2014 | Present |
| Msi Financial Services, Inc | New Bedford | MA | 08/2016 | 03/2017 |
| Mml Investors Services, Llc | New Bedford | MA | 03/2017 | 10/2024 |
| Mass Mutual Life Insurance Company | New Bedford | MA | 07/2016 | 10/2024 |
| Plum Pointe Wealth Management, Llc | New Bedford | MA | 10/2024 | 10/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2025 | Present |
| Clarity Retirement & Wealth, Llc | New Bedford | MA | 07/2025 | Present |
1. Fixed Insurance. Investment-related. At registered location. Fixed insurance. Insurance agent. 10/2024. 2 hrs/month. 2 hrs during securities hrs. Provide insurance advice based on the needs of clients. 2. Williams Estate & Financial Group, Inc. Investment-related. At registered location. Pass through entity. President. 5/2014. 1 hr/month. 1 hr during securities hrs. No duties, pass through entity for accounting. 3. Comic books. Not investment-related. S. Dartmouth, MA 02748. Comic book sales. Collector. 1/2010. 10 hrs/month. 0 hrs during securities hrs. Buy/sell comic books online. 4. PURSHE KAPLAN STERLING INVESTMENTS; Investment-related; New Bedford, MA; Broker dealer; Registered Representative; 01/2025; Approximately 2 hours/month with 2 hours/month during securities trading hours. 5. CLARITY RETIREMENT & WEALTH, LLC; Investment-related; New Bedford, MA; RIA; Managing Member, Chief Compliance Officer, Investment Adviser Representative; 07/2025; Approximately 40 hours/month with 40 hours/month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-28 |
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