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Joseph R. Chiaro

Pecora Capital LLC

Baldwin, NY

Miami, FL

CRD 5864533

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Employer firm

Pecora Capital LLC CRD 308178

$83.0M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

Current Employers
Pecora Capital Llc

601 Brickell Key Drive Suite 700, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-28
  • FL RA
    APPROVED
    Since 2025-03-28

Branch Locations

Baldwin, NY • United States

601 Brickell Key Drive Suite 700, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cortview Capital Securities Richmond VA 12/2012 Present
  • 12/2012 → Present
    Cortview Capital Securities
    Richmond, VA
Other Businesses

GREEN IGUYS., NON-INVESTMENT RELATED,LOCATED AT HOME. CUSTOM IPHONE CASES. 15-20 HOURS DURING NON-BUSINESS.MANAGE PRODUCTION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-16
S63 Uniform Securities Agent State Law Examination 2011-02-16
  • S65 Uniform Investment Adviser Law Examination
    2021-06-16
  • S63 Uniform Securities Agent State Law Examination
    2011-02-16

View on SEC IAPD

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