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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-07-22
AR RA APPROVED 2010-12-17
  • TX RA
    APPROVED
    Since 2011-07-22
  • AR RA
    APPROVED
    Since 2010-12-17

Branch Locations

3954 Central Ave, Hot Springs, AR 71913 • United States

Glenwood, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Hot Springs AR 09/2010 Present
Bank Of America,N.A. Hot Springs AR 06/2011 Present
  • 09/2010 → Present
    Merrill Lynch
    Hot Springs, AR
  • 06/2011 → Present
    Bank Of America,N.A.
    Hot Springs, AR
Other Businesses

I*1922298, Entity Type, Entity for Profit, Name of OBA: Legacy Boutique, LLC, Address: Glenwood, AR, 71943, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 08/01/2024, No Hours: 0, No Hours during trading: 0, Duties: Brick and Mortar Retail Clothing Business owned and run by my wife. I will not have any responsibilities but will be on the bank account to make payments if needed

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-16
  • S66 Uniform Combined State Law Examination
    2010-12-16
Other Names
  • Mark Seitzer

View on SEC IAPD

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