George Morgan Palmer

Current Employers

First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-07-10
IL	RA	APPROVED	2009-10-22

TX RA
APPROVED

Since 2017-07-10
IL RA
APPROVED

Since 2009-10-22

Branch Locations

Dallas, TX • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Trust Portfolios L.P.	Wheaton	IL	10/2009	Present
First Trust Advisors L.P.	Wheaton	IL	10/2009	Present

10/2009 → Present

First Trust Portfolios L.P.

Wheaton, IL
10/2009 → Present

First Trust Advisors L.P.

Wheaton, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-10-20
S63	Uniform Securities Agent State Law Examination	2006-03-09

S65 Uniform Investment Adviser Law Examination

2009-10-20
S63 Uniform Securities Agent State Law Examination

2006-03-09

Other Names