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Transamerica Retirement Advisors, LLC CRD 107319
$18.8B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6400 C Street Sw, Cedar Rapids, IA 52499 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2016-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | St. Paul | MN | 10/2014 | Present |
| Transamerica Investors Securities Corporation | St. Paul | MN | 10/2014 | Present |
OUTSIDE EMPLOYMENT ; CORPMAN CONTRACTING LLC; OFFICE ADMINISTARTOR; ADMINISTRATIVE DUTIES AND CONSULTING; EAGAN, MN 55123; NO; AUGUST 2013; 10-19 HRS PER MONTH; 0 DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-13 |
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