David Mcdonald Gruen

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 11/2011 → Present
  Northwestern Mutual Investement Services Llc
  Miami, FL
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 50% OWNER, GOLDEN OSO LLC, 6000 COLLINS AVE UNIT 104, MIAMI BEACH, , FLORIDA, 33140, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/22/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PASSIVE INVESTOR, SIT IN ON INVESTOR CALLS AND VOTE ON ISSUES THAT WARRANT IT. 3. 50% 0WNER, GOLDEN GUAPO LLC, 250 NW 24TH, MIAMI, , FLORIDA, 33127, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 02/26/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE, PASSIVE INVESTOR 4. 50% OWNER, BAPO & SONS ENTERPRISES LLC, 10920 NE 10TH AVE, BISCAYNE PARK, , FLORIDA, 33161, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 04/01/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE- CREATED FOR TAX PURPOSES 5. 50% OWNER, 10920 NE 10TH AVE, 10920 NE 10TH AVE, BISCAYNE PARK, , FLORIDA, 33161, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 11/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY OF FORMER PRIMARY RESIDENCE 6.100% OWNER, REAL ESTATE LICENSE, 11520 GRIFFING BLVD, BISCAYNE PARK, , FLORIDA, 33161, UNITED STATES OF AMERICA, AGENT/BROKER, START DATE: 10/9/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REAL ESTATE LICENSE FL SL3473160. HOLDS LICENSE FOR PERSONAL USE; INVESTMENT-RELATED. 7. BOARD MEMBER, BISCAYNE PARK PLANNING AND DESIGN REVIEW BOARD, 600 NE 114 STREET, BISCAYNE PARK, , FLORIDA, 33161, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER PLANNING AND DESIGN REVIEW BOARD; NOT INVESTMENT-RELATED. 8. 100% OWNER, WILLIAM AND LEO RACING LLC, 11520 GRIFFING BLVD, BISCAYNE PARK, , FLORIDA, 33161, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/28/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. NON INVESTMENT- RELATED. 9. BROKEN BACKPACK INSURANCE SERVICES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/22/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 10. FINCA FAMILY LLC, LEGAL ENTITY, START DATE: 07/22/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-03
• S63 Uniform Securities Agent State Law Examination
  2012-08-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant