Patrick Edward Doherty

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2018
  Astoria Bank
  Huntington, NY
• 11/2018 → 11/2020
  Sterling National Bank
  Huntington, NY
• 12/2020 → 01/2021
  Peoples United Bank
  Manhasset, NY
• 01/2021 → 09/2021
  Unemployed
  Greenlawn, NY
• 09/2021 → Present
  Oppenheimer And Co Inc
  Melville, NY

Other Businesses

I AM A MEMBER OF A LETIP GROUP IN HAUPPAUGE NY, WHERE I SERVE AS AN INVESTMENT ADVISOR FOR THE GROUP. THIS IS AN INVESTMENT RELATED ACTIVITY AS I FREQUENTLY RECEIVE REFERRALS FROM OTHER GROUP MEMBERS. WE MEET FOR BREAKFAST EVERY THURSDAY MORNING FROM 7AM UNTIL 8:30AM. THESE MEETINGS ARE ALWAYS CONDUCTED BEFORE SECURITIES TRADING BEGINS FOR THE DAY. APPROXIMATE HOURS SPENT IS 45 HOURS PER MONTH. THE MEETING IS HELD IN HAUPPAUGE, NY.

Exams

• S66 Uniform Combined State Law Examination
  2022-02-11
• S63 Uniform Securities Agent State Law Examination
  2021-12-30