Christopher T Roper

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 10/2017
  Lawing Financial Inc
  Overland Park, KS
• 11/2010 → 04/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 11/2020
  Private Client Services
  Louisville, KY
• 09/2018 → 03/2023
  Fiduciary Investment Trusts
  Overland Park, KS

Previous Registrations

• 2018-08-27 → 2023-03-16
  Fiduciary Investment Trusts, Llc
  Overland Park, KS
• 2011-01-19 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS

Other Businesses

1)PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK KS 66211 FIXED-INSURANCE PRODUCTS, INSURANCE AGENT, 02/2021. 2 HRS PER MONTH, 2 HOURS PER MONTH DURING TRADING, SALE AND SERVICE OF FIXED-INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOs). 2) CHHSZ Holdings, LLC, investment-related, 6201 College Blvd Suite #150, Overland Park, KS 66211, CHHSZ Holdings, LLC is a limited liability company,"LLC" formed in October, 2019 under the laws of the state of Delware. CHHSZ Holdings, LLC is the sole owner of Prime Capital Investment Advisors, LLC ("PCIA"), a federally registered investment adviser, Member, <1 hour per month, <1 hour per month during trading hours, Member provides professional (investment advisory) services as an IAR of PCIA.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-13