John Franz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sarasota, FL
• 07/2011 → Present
  Bank Of America, N.A.
  Sarasota, FL

Other Businesses

I*10199 For profit or not for profit: Name of outside business organization: Rental Investment related: Address of business: Lakewood Ranch, Florida 34211 Nature of business: Position, title, association: Start date of relationship: 12/1/2020 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1476264 For profit or not for profit: Entity For Profit Name of outside business organization: PBE30 Enterprises LLC Investment related: N Address of business: Bradenton, Florida, 34210, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 1/1/2024 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , This is a rental property for investment purposes

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-09
• S63 Uniform Securities Agent State Law Examination
  2011-02-14

Other Names

• John Anthony Franz