Best Investors Account Sign in

Anthony Lee Van Keuren

LPl Financial LLC

Broadview Heights, OH

CRD 5102321

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-05-14
  • OH RA
    APPROVED
    Since 2020-05-14

Branch Locations

20 Eagle Valley Court, Broadview Heights, OH 44147 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Broadview Heights OH 09/2013 05/2020
Securities America Advisors, Inc. Broadview Heights OH 09/2013 05/2020
Dennis C Jackson Co. Broadview Heights OH 03/2006 Present
Lpl Financial Llc Broadview Heights OH 05/2020 Present
  • 09/2013 → 05/2020
    Securities America, Inc.
    Broadview Heights, OH
  • 09/2013 → 05/2020
    Securities America Advisors, Inc.
    Broadview Heights, OH
  • 03/2006 → Present
    Dennis C Jackson Co.
    Broadview Heights, OH
  • 05/2020 → Present
    Broadview Heights, OH
Previous Registrations
  • 2013-09-17 → 2020-05-18
    Securities America Advisors, Inc.
    Broadview Heights, OH
  • 2009-07-16 → 2013-09-17
    Invest Financial Corporation
    Broadview Hts, OH
Other Businesses

1)03/13/2006 - LEGAL SERVICES - DENNIS C JACKSON CO LPA - 20% - INVESTMENT RELATED - BROADVIEW HEIGHTS, OH 44147 2)03/13/2006 - Act in a Fiduciary Capacity - DENNIS C JACKSON IRREVOCABLE LIFE INSURANCE TRUST - 1% - INVESTMENT RELATED - BROADVIEW HEIGHTS, OH 44147 3)03/13/2006 - DBA for LPL Business (entity for LPL business) - DENNIS C JACKSON AGENCY - 25% - INVESTMENT RELATED - BROADVIEW HEIGHTS, OH 44147

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    2011-09-01
Other Names
  • Tony Van Keuren
  • Anthony Van Keuren

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Broadview Heights, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor