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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-13 |
| PA | RA | APPROVED | 2021-03-18 |
Branch Locations
100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ufinancial Group/Massmutual | Camp Hill | PA | 10/2010 | Present |
| Mml Investors Services | Mechanicsburg | PA | 08/2017 | Present |
1)NAME: THE CONODOGUINET CLUB LLC, INV REL:Y ADDR: 100 STERLING PLACE, G17, MECHANICSBURG PA 17050 NATURE: GOLF SIMULATOR LOCATION, POSITION:MEMBER START: 07/15/2022, NO HR/MO:1 NO HR/MO DUR TRADING:1 DUTIES: INVESTOR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-07 |
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