Wayne Jefferson Seaman

Employer firm

Main Management, LLC CRD 120361

$1.90B regulatory AUM 15 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 03/2018
  Franklin Distributors, Llc
  San Mateo, CA
• 04/2018 → Present
  Main Management, Llc
  San Francisco, CA
• 03/2022 → Present
  Northern Lights Distributors, Llc
  Elkhorn, NE

Previous Registrations

• 2014-12-05 → 2018-04-11
  Clearbridge Investments, Llc
  New York, NY
• 2011-04-06 → 2014-12-01
  Invesco Advisers, Inc.
  Atlanta, GA

Exams

• S66 Uniform Combined State Law Examination
  2011-04-04
• S63 Uniform Securities Agent State Law Examination
  2011-02-09

Other Names

• Wayne Jefferson Seaman
• Wayne Jefferson Seaman
• Wayne Jefferson Seaman