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Wayne Jefferson Seaman

Main Management, LLC

Rutherford, NJ

San Francisco, CA

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Current Employers
Main Management, Llc

601 California Street Suite 300, San Francisco, CA 94108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
NJ RA APPROVED 2018-06-01
  • CA RA
    APPROVED
    Since 2025-01-01
  • NJ RA
    APPROVED
    Since 2018-06-01

Branch Locations

Rutherford, NJ • United States

601 California Street Suite 300, San Francisco, CA 94108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Distributors, Llc San Mateo CA 12/2014 03/2018
Main Management, Llc San Francisco CA 04/2018 Present
Northern Lights Distributors, Llc Elkhorn NE 03/2022 Present
  • 12/2014 → 03/2018
    Franklin Distributors, Llc
    San Mateo, CA
  • 04/2018 → Present
    Main Management, Llc
    San Francisco, CA
  • 03/2022 → Present
    Northern Lights Distributors, Llc
    Elkhorn, NE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-04
S63 Uniform Securities Agent State Law Examination 2011-02-09
  • S66 Uniform Combined State Law Examination
    2011-04-04
  • S63 Uniform Securities Agent State Law Examination
    2011-02-09
Other Names
  • Wayne Jefferson Seaman
  • Wayne Jefferson Seaman
  • Wayne Jefferson Seaman

View on SEC IAPD

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