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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-04-17 |
| MI | RA | APPROVED | 2025-02-28 |
| MD | RA | APPROVED | 2023-01-12 |
| NC | RA | APPROVED | 2022-11-22 |
| SC | RA | APPROVED | 2022-09-21 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fort Mill | SC | 12/2014 | 09/2022 |
| Independent Advisor Alliance, Llc | Fort Mill | SC | 12/2014 | 09/2022 |
| Guardian Life Insurance Company | Charlotte | NC | 09/2022 | Present |
| Park Avenue Securities | Charlotte | NC | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-30 |
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