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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
30141 Agoura Rd Ste 200, Agoura Hills, CA 91301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Lancaster | CA | 04/2014 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Palmdale | CA | 04/2014 | 07/2021 |
| Kiwanis Club Of Palmdale | Palmdale | CA | 01/1992 | 07/2021 |
| League Of Women Voters, Antelope Valley Chapter | Palmdale | CA | 10/2014 | 07/2021 |
| Paul Gross | Lancaster | CA | 01/2019 | 07/2021 |
| Palmdale Chamber Of Commerce | Palmdale | CA | 01/2018 | 12/2018 |
| Sublease Pbo Office Suite | Lancaster | CA | 07/2020 | 07/2021 |
| Lpl Financial Llc | Palmdale | CA | 07/2021 | Present |
1. 11/10/2021 - Malibu Canyon Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/26/2021 - 160 Hours Per Month/7 Hours During Securities Trading 2. 09/05/2023 - Real Estate Rental - Investment Related - Las Vegas, NV - Start Date 09/01/2023 - 1 Hour Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-10 |
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