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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • CA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

30141 Agoura Rd Ste 200, Agoura Hills, CA 91301 • United States

Palmdale, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Lancaster CA 04/2014 07/2021
Various Insurance Carriers For W&R Insurance Agencies Palmdale CA 04/2014 07/2021
Kiwanis Club Of Palmdale Palmdale CA 01/1992 07/2021
League Of Women Voters, Antelope Valley Chapter Palmdale CA 10/2014 07/2021
Paul Gross Lancaster CA 01/2019 07/2021
Palmdale Chamber Of Commerce Palmdale CA 01/2018 12/2018
Sublease Pbo Office Suite Lancaster CA 07/2020 07/2021
Lpl Financial Llc Palmdale CA 07/2021 Present
  • 04/2014 → 07/2021
    Waddell & Reed, Inc
    Lancaster, CA
  • 04/2014 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Palmdale, CA
  • 01/1992 → 07/2021
    Kiwanis Club Of Palmdale
    Palmdale, CA
  • 10/2014 → 07/2021
    League Of Women Voters, Antelope Valley Chapter
    Palmdale, CA
  • 01/2019 → 07/2021
    Paul Gross
    Lancaster, CA
  • 01/2018 → 12/2018
    Palmdale Chamber Of Commerce
    Palmdale, CA
  • 07/2020 → 07/2021
    Sublease Pbo Office Suite
    Lancaster, CA
  • 07/2021 → Present
    Palmdale, CA
Previous Registrations
  • 2014-04-22 → 2021-07-21
    Waddell & Reed
    Pasadena, CA
    Las Vegas, NV
    Palmdale, CA
    Pasadena, CA
    Calabasas, CA
  • 2011-01-24 → 2013-12-06
    St Louis, MO
    Palmdale, CA
    Lancaster, CA
Other Businesses

1. 11/10/2021 - Malibu Canyon Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/26/2021 - 160 Hours Per Month/7 Hours During Securities Trading 2. 09/05/2023 - Real Estate Rental - Investment Related - Las Vegas, NV - Start Date 09/01/2023 - 1 Hour Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-10
  • S66 Uniform Combined State Law Examination
    2011-01-10
Other Names
  • Larry Coltin

View on SEC IAPD

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