Joe Donaciano Esparza

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  The Prudential Insurance Company Of America
  Orange, CA
• 08/2013 → 11/2024
  Pruco Securities Llc
  Orange, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Orange, CA

Previous Registrations

• 2021-05-10 → 2024-11-14
  Pruco Securities, Llc.
  Sherman Oaks, CA
  El Segundo, CA
  Orange, CA
  Sherman Oaks, CA

Other Businesses

1) 10/03/2024 - PCF - I have referred a company that was looking for a health insurance with over 100 employees. This was a self-sourced referral. I choose Peter C Foy Insurance brokers they are part of the Prudential Pathways program that me and Tae Kim presented at their work site - Non-Variable Insurance - Inv Related - At ORANGE, CA - Start Date 02/22/2019 - 0hrs/mth - 0hrs/mth During Trading 2) 10/03/2024 - FCF Insurance - I have referred a company that was looking for a health insurance with over 100 employees. This was a self-sourced referral. I choose Peter C Foy Insurance brokers they are part of the Prudential Pathways program that me and Tae Kim presented at their work site - Inv Related - At ORANGE, CA - Start Date 02/22/2019 - 0hrs/mth - 0hrs/mth During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-06
• S63 Uniform Securities Agent State Law Examination
  2013-12-11

Other Names

• Joey Esparza
• Joey D Esparza