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Thomas Williams Stockett

Cleveland Wealth, LLC

Cleveland, OH

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Current Employers
Cleveland Wealth, Llc

600 Superior Avenue East Suite 2550, Cleveland, OH 44114 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-04-26
  • OH RA
    APPROVED
    Since 2016-04-26

Branch Locations

600 Superior Avenue East Suite 2550, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fks Consulting Dba Sgs Planning Bay Village OH 01/2006 Present
Millennium Settlements Tallahassee FL 07/2012 12/2018
Cleveland Wealth, Llc Cleveland OH 10/2015 Present
Cleveland Wealth, Llc Cleveland OH 04/2016 Present
Sage Settlement Consulting Atlanta GA 01/2019 Present
Cw Insurance, Llc Cleveland OH 12/2018 Present
Cw Settlements Cleveland OH 12/2018 Present
  • 01/2006 → Present
    Fks Consulting Dba Sgs Planning
    Bay Village, OH
  • 07/2012 → 12/2018
    Millennium Settlements
    Tallahassee, FL
  • 10/2015 → Present
    Cleveland, OH
  • 04/2016 → Present
    Cleveland, OH
  • 01/2019 → Present
    Sage Settlement Consulting
    Atlanta, GA
  • 12/2018 → Present
    Cw Insurance, Llc
    Cleveland, OH
  • 12/2018 → Present
    Cw Settlements
    Cleveland, OH
Previous Registrations
  • 2011-09-01 → 2016-04-22
    Bay Village, OH
    Southfield, MI
    San Francisco, CA
    Pittsburgh, PA
    Cleveland, OH
    Bay Village, OH
    Urbandale, IA
    Selinsgrove, PA
    Westlake, OH
Other Businesses

1.INDEPENDENT INSURANCE AGENT;YES;8 COMMCERCE AVENUE SELINSGROVE, PA 17870;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;12/2010;160;160;SALES OF FIXED INSURANCE PRODUCTS 2.FKS CONSULTING, INC. DBA STRUCTURED GROWTH STRATEGIES;YES;8 COMMERCE AVENUE SELINSGROVE, PA 17870;DBA;OWNER;1/2006;80;80;DBA FOR INSURANCE AND SECURITIES SALES AS WELL AS STRUCTURED SETTLEMENTS. 3. THOMAS WILLIAMS STOCKETT IS A PRODUCER/CONSULTANT FOR SAGE SETTLEMENT CONSULTING AS OF JANUARY 2019. 4. THOMAS WILLIAMS STOCKETT IS A PRINCIPAL OF CW INSURANCE, LLC AS OF DECEMBER 2018. 5. THOMAS WILLIAMS STOCKETT IS OWNER OF CW SETTLEMENTS, LLC AS OF DECEMBER 2018. MR. STOCKETT SPENDS 40 HOURS PER MONTH ON THESE ACTIVITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-02
S63 Uniform Securities Agent State Law Examination 2011-01-20
  • S65 Uniform Investment Adviser Law Examination
    2011-06-02
  • S63 Uniform Securities Agent State Law Examination
    2011-01-20

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