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Christy Lee Gleason

Ubs Financial Services Inc.

Norfolk, VA

Virginia Beach, VA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-09-14
  • VA RA
    APPROVED
    Since 2024-09-14

Branch Locations

Wells Fargo Center/ 440 Monticello Avenue Suite 2000, Norfolk, VA 23510 • United States

Virginia Beach, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Llc Norfolk VA 05/2018 Present
Massmutual Financial Services Virginia Beach VA 10/2010 05/2018
  • 05/2018 → Present
    Ubs Financial Services, Llc
    Norfolk, VA
  • 10/2010 → 05/2018
    Massmutual Financial Services
    Virginia Beach, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-14
  • S66 Uniform Combined State Law Examination
    2024-09-14
Other Names
  • Christy Lee Barlow
  • Christy Lee Van Dyke

View on SEC IAPD

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