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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-29 |
| SC | RA | APPROVED | 2026-04-29 |
| TX | RA | APPROVED | 2026-04-29 |
Branch Locations
3530 Toringdon Way Ste 108, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Charlotte | NC | 03/2011 | Present |
| Charlotte Wealth Management, Llc | Charlotte | NC | 04/2021 | Present |
| Lpl Financial Llc | Charlotte | NC | 10/2011 | 04/2021 |
| Charlotte Wealth Management | Charlotte | NC | 10/2010 | 04/2021 |
| Independent Advisor Alliance | Charlotte | NC | 04/2026 | Present |
1- 03/14/2013 - Charlotte Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2- 01/28/2021 - Charlotte Wealth Management, LLC - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 12/15/2020 - 200 hours per month/ 160 hours during trading - I provide administrative support to Charlotte Wealth Management LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3- 04/29/2026 - Independent Advisor Alliance - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 04/15/2026 - 160 hours per month/ 120 hours during trading - I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 4/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 05/01/2026 - Charlotte Wealth - Registered Investment Advisor DBA - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 04/15/2026 - 160 hours per month/ 120 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-25 |
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