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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| NE | RA | APPROVED | 2023-09-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 09/2010 | 06/2019 |
| Mml Distributors, Llc | Omaha | NE | 06/2019 | 12/2020 |
| Massmutual | Springfield | MA | 06/2019 | 12/2020 |
| Securities America, Inc. | Omaha | NE | 01/2021 | 09/2023 |
| Securities America Advisors | Omaha | NE | 01/2021 | 09/2023 |
| Nelson Murphy Insurance & Investments Llc | Omaha | NE | 09/2023 | Present |
| Commonwealth Financial Network | San Diego | CA | 09/2023 | Present |
1. Fixed insurance sales; as of 4/04/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2.Co-owner, Grove Park Companies, LLC; woodworking projects and sales; Located in Omaha, NE; as of 8/15/2018; 0% of time spent during business hours; Not conducted at branch location; Not investment related. 3. Co-Owner, Nelson Murphy Insurance & Investments, LLC a private entity established to facilitate securities, advisory, and insurance business; as of 10/28/2022; 10% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-05-22 |
| S65 | Uniform Investment Adviser Law Examination | 2008-05-08 |
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