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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
1300 Veterans Highway Suite 210, Hauppauge, NY 11788 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Syosset | NY | 04/2014 | Present |
| Mml Investors Services | Syosset | NY | 10/2014 | Present |
| Gwn Securities, Inc | Palm Beach Gardens | FL | 11/2015 | Present |
NAME: FINANCIAL SERVICES INV REL: Y ADD: 24 SYCORA LN ISLANDIA NY 11749 NATURE: INDIVIDUAL LIFE POSITION: AGENT. START DATE: 01/01/2015 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0. EGM FINANCIALS POSITION: INDEPENDENT INURANCE AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 08/20/2014 ADDRESS: 24 SYCORA LANE, ISLANDIA NY 11749 DESCRIPTION: OFFER LIFE INSURANCE, ANNUITIES CGAA, Inc., Is Investment Related, DBA, Financial Professional, 11/11/2015,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-06-10 |
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