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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
PA RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • PA RA
    APPROVED
    Since 2009-01-02

Branch Locations

101 Masonic Drive, Elizabethtown, PA 17022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Elizabethtown PA 02/2006 Present
Raymond James Financial Services Advisors, Inc Elizabethtown PA 01/2009 Present
Other Businesses

(1)Name of Business: DDMP Investment Advisors, LLC Address: 95 Masonic Drive, Elizabethtown, PA, 17022, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/14/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner of support company (2)Name of Business: DDMP Real Estate, LLC Address: 95 Masonic Dr, Elizabethtown, PA, 17022-2547, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 01/01/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: We are building a new office space to house our Raymond James office. I am one of six partners in the building project.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-24
  • S66 Uniform Combined State Law Examination
    2006-03-24

View on SEC IAPD

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