Karin Audra Wessel

LPl Enterprise, LLC

CRD 5862739

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-06-04

NJ RA
APPROVED

Since 2026-06-04

Branch Locations

101 Crawfords Corner Rd Ste 2409, Holmdel, NJ 07733 • United States

3322 Route 22 West Building 4, Suite 410, Branchburg, NJ 08876 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Allstate Insurance Co	Branchburg	NJ	01/2013	07/2021
Spar	White Plains	NY	02/2020	06/2020
Pruco Securities, Llc.	Marlton	NJ	07/2021	11/2024
Prudential Insurance Company Of America	Marlton	NJ	07/2021	Present
Lpl Enterprise, Llc	Branchburg	NJ	11/2024	Present

01/2013 → 07/2021

Allstate Insurance Co

Branchburg, NJ
02/2020 → 06/2020

Spar

White Plains, NY
07/2021 → 11/2024

Pruco Securities, Llc.

Marlton, NJ
07/2021 → Present

Prudential Insurance Company Of America

Marlton, NJ
11/2024 → Present

Lpl Enterprise, Llc

Branchburg, NJ

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-11-07

S63 Uniform Securities Agent State Law Examination

2012-11-07

Designations

Chartered Financial Consultant

View on SEC IAPD

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