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Jennifer Roniet Staben

Prime Capital Financial

Roseville, CA

Overland Park, KS

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-20
TX RA APPROVED 2024-02-16
  • CA RA
    APPROVED
    Since 2024-02-20
  • TX RA
    APPROVED
    Since 2024-02-16

Branch Locations

3017 Douglas Blvd, Suite 240, Roseville, CA 95661 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Roseville CA 03/2016 08/2017
Td Amertrade Roseville CA 04/2018 07/2018
Unemployed None CA 08/2017 04/2018
Financial Engines Advisors L.L.C. Roseville CA 07/2018 02/2024
Primce Capital Financial Overland Park KS 02/2024 Present
  • 03/2016 → 08/2017
    Td Ameritrade
    Roseville, CA
  • 04/2018 → 07/2018
    Td Amertrade
    Roseville, CA
  • 08/2017 → 04/2018
    Unemployed
    None, CA
  • 07/2018 → 02/2024
    Financial Engines Advisors L.L.C.
    Roseville, CA
  • 02/2024 → Present
    Primce Capital Financial
    Overland Park, KS
Previous Registrations
  • 2018-08-02 → 2024-03-15
    Roseville, CA
    Roseville, CA
  • 2018-04-11 → 2018-07-31
    Td Ameritrade, Inc.
    Roseville, CA
  • 2018-04-11 → 2018-07-31
    Td Ameritrade Investment Management, Llc
    Roseville, CA
  • 2016-05-31 → 2017-08-07
    Td Ameritrade, Inc.
    Roseville, CA
  • 2016-05-31 → 2017-08-07
    Td Ameritrade Investment Management, Llc
    Roseville, CA
Other Businesses

PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2024, 1 hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-27
S63 Uniform Securities Agent State Law Examination 2012-09-24
  • S66 Uniform Combined State Law Examination
    2016-05-27
  • S63 Uniform Securities Agent State Law Examination
    2012-09-24
Other Names
  • Jennifer Roniet Weinberg
  • Jennifer Roniet Hoff
  • Jennifer Roniet Hoff
  • Jen Staben

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