Ross Tatsuo Kumasaki

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 04/2017
  Lpl Financial
  Charlotte, NC
• 02/2013 → 02/2020
  American Savings Bank
  Miliani, HI
• 04/2017 → 02/2020
  Cetera Investment Services Llc
  St. Cloud, MN
• 12/2017 → 01/2018
  Cetera Investment Advisers Llc
  Haleiwa, HI
• 01/2018 → 02/2020
  Cetera Investment Advisers Llc
  Wahiawa, HI
• 03/2020 → 03/2024
  Cuso Financial Services, Lp
  San Diego, CA
• 03/2020 → Present
  Hawaii State Federal Credit Union
  Honolulu, HI
• 03/2024 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Mililani, HI

Previous Registrations

• 2020-03-23 → 2024-03-28
  Cuso Financial Services, L.P.
  Honolulu, HI
  San Diego, CA
  Mililani, HI
• 2017-12-04 → 2020-02-18
  Cetera Investment Advisers Llc
  Haleiwa, HI
  Wahiawa, HI

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-01
• S63 Uniform Securities Agent State Law Examination
  2010-12-30

Other Names

• Ross T Kumasaki
• Ross Tatsuo Kumasaki