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Bradford Ramsey

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-28
SC RA APPROVED 2018-08-28
  • NC RA
    APPROVED
    Since 2026-07-28
  • SC RA
    APPROVED
    Since 2018-08-28

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Winston-Salem NC 07/2011 08/2018
Lpl Financial Llc Fort Mill SC 08/2018 Present
  • 07/2011 → 08/2018
    Morgan Stanley Smith Barney
    Winston-Salem, NC
  • 08/2018 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
  • 2011-10-24 → 2018-08-09
    Morgan Stanley
    Winston-Salem, NC
    Winston-Salem, NC
    Winston-Salem, NC
    Charlotte, NC
    Columbia, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-21
S63 Uniform Securities Agent State Law Examination 2010-12-20
  • S65 Uniform Investment Adviser Law Examination
    2011-10-21
  • S63 Uniform Securities Agent State Law Examination
    2010-12-20
Other Names
  • Bradford Thomas Ramsey

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
BELLEAIR WEALTH MANAGEMENT, LLC
WEALTHCARE ADVISORY PARTNERS LLC
INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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