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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
TX RA APPROVED 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Llc Denver CO 02/2015 Present
Prosperity Advisors Llc Overland Park KS 01/2020 Present
Comprehensive Retirement Solutions (Crs) Carmel IN 03/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 01/2020 → Present
    Prosperity Advisors Llc
    Overland Park, KS
  • 03/2022 → Present
    Comprehensive Retirement Solutions (Crs)
    Carmel, IN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: PLANNING ANALYST ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: ASSIST ADVISOR WITH FINANCIAL PLANNING, MANAGING CLIENT INVESTMENTS, PERFORMING RESEARCH AND ADVICE TO CLIENTS; 2) NAME OF OTHER BUSINESS: COMPREHENSIVE RETIREMENT SOLUTIONS (CRS), LLC INVESTMENT RELATED: YES, ADDRESS: 11595 N MERIDIAN ST, SUITE 300, CARMEL, IN 46032, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 4) NAME OF OTHER BUSINESS: CRS TAX SOLUTIONS, LLC INVESTMENT RELATED: NO, ADDRESS: 11595 N MERIDIAN ST, SUITE 300, CARMEL, IN 46032, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 5) NAME OF OTHER BUSINESS: RAYMORE-PECULIAR SOUTH MIDDLE SCHOOL PTA; INVESTMENT RELATED: NO; ADDRESS: S. SCHOOL RD, PECULIAR, MO 64078; NATURE OF BUSINESS: MIDDLE SCHOOL PTA START DATE: 7/2023; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: MANAGE ACCOUNTS PAYABLE AND ACCOUNTS RECEIVABLE, PREPARE, RECONCILE & PRESENT ON BUDGET, PROVIDE INFO TO TAX 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 07/2018; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-21
  • S66 Uniform Combined State Law Examination
    2015-12-21
Other Names
  • Sara Nicole Hebblethwaite
  • Sara Nicole Christopherson

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