Randal E Hagen

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 01/2017
  Valic Financial Advisors, Inc.
  Latham, NY
• 01/2017 → 05/2018
  Ballston Spa National Bank
  Ballston Spa, NY
• 11/2018 → 05/2019
  Allstate Insurance Company
  Northbrook, IL
• 05/2005 → 11/2024
  Us Army Reserves
  Schenectday, NY
• 06/2019 → 12/2020
  Transamerica Investors Securities Corporation
  Saratoga Springs, NY
• 05/2019 → 12/2020
  Transamerica Financial Life Insurance Company
  Saratoga Springs, NY
• 01/2019 → 05/2019
  Allstate Financial Services, Llc
  Saratoga Springs, NY
• 11/2020 → 12/2021
  Mass Mutual Life Insurance Co
  Latham, NY
• 01/2021 → 12/2021
  Mml Investors Services, Llc
  Latham, NY
• 06/2019 → 12/2020
  Transamerica Retirement Advisors, Llc
  Saratoga Springs, NY
• 01/2019 → 05/2019
  Allstate Financial Advisors, Llc
  Saratoga Springs, NY
• 12/2021 → 11/2024
  Pruco Securities, Llc.
  White Plains, NY
• 12/2021 → 07/2025
  Prudential Insurance Company Of America
  White Plains, NY
• 11/2024 → 07/2025
  Lpl Enterprise, Llc
  White Plains, NY
• 08/2025 → Present
  Capfinancial Partners, Llc. (Captrust)
  Raleigh, NC

Previous Registrations

• 2024-11-14 → 2025-08-07
  Lpl Enterprise, Llc
  White Plains, NY
• 2021-12-08 → 2024-11-14
  Pruco Securities, Llc.
  White Plains, NY
  White Plains, NY
  Saratoga Springs, NY
• 2021-02-09 → 2021-12-08
  Mml Investors Services, Llc
  Latham, NY
  Saratoga Springs, NY
• 2019-06-10 → 2020-12-31
  Transamerica Retirement Advisors, Llc
  Saratoga Springs, NY
• 2019-01-10 → 2019-06-03
  Allstate Financial Advisors, Llc
  Saratoga Springs, NY
• 2016-03-28 → 2017-01-26
  Valic Financial Advisors, Inc.
  Latham, NY

Other Businesses

1) Name: Keller Williams Platform, Address: private residence, Not Investment Related, Nature: Real Estate sales, Position/Title: 1099 Contractor/Independent Contractor, Start: 11/04/2019, Hours/Month: 10, Hours during Market Hours: 0, Duties: NYS Licensed RE Salesperson 2) Name: Troy Rental Holdings, LLC, Address: private residence, Not Investment Related, Nature: LLC used to capture real estate sales commissions through Keller Williams, Position/Title: Sole Proprietor, Start: 11/04/2019, Hours/Month: 10, Hours during Market Hours: 0, Duties: NYS Licensed RE Salesperson

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-14
• S63 Uniform Securities Agent State Law Examination
  2010-12-02

Other Names

• Randal E Hagen
• Randal Hagen
• Randal Earl Hagen