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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-12
NJ RA APPROVED 2011-01-07
  • TX RA
    APPROVED
    Since 2016-04-12
  • NJ RA
    APPROVED
    Since 2011-01-07

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

11810 Grand Park Ave, North Bethesda, MD 20852 • United States

Cranford, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plainfield NJ 10/2010 Present
Bank Of America, N.A. Plainfield NJ 02/2011 Present
Other Businesses

I*1859272, Entity Type, Entity for Profit, Name of OBA: ARA Marketplace LLC, Address: Cranford, NJ, 07016, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 05/27/2024, No Hours: 10hrs/Mo, No Hours during trading: 0, Duties: E-Commerce retail is the purpose of the entity and I will be the sole owner. I*3698274 Entity Type: N/A Name of OBA: J A M Address: Newark, New Jersey Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 02/03/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Parents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-01-05
  • S66 Uniform Combined State Law Examination
    2011-01-05
Other Names
  • Ernesto Manuel Marques

View on SEC IAPD

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