David J Tofilon

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-09-12
IL	RA	APPROVED	2011-04-05

TX RA
APPROVED_RES

Since 2016-09-12
IL RA
APPROVED

Since 2011-04-05

Branch Locations

760 West Main Street Suite 200, Barrington, IL 60010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Barrington	IL	10/2010	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

10/2010 → Present

Morgan Stanley

Barrington, IL
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-04

S66 Uniform Combined State Law Examination

2011-04-04

View on SEC IAPD

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